AVP, Compliance Officer

Assist the Head of Compliance to manage compliance and regulatory risks. Provide compliance advisory support and independently execute the compliance program with minimal supervision and regularly reports on programme health to SBIDM stakeholders. Principal Duties and Responsibilities include (but are not limited to): 1. Regulatory Compliance: Ensure the company’s policies and procedures are updated and implemented to comply with the Securities and Futures Act (“SFA”) and other applicable laws …