Compliance Officer - Australia, Compliance
CITIC
Sydney, Sydney Region · Australia
About this role
Position Description The Compliance Officer will assist with the management of the compliance framework for CITICS CLSA’s Australian businesses. This role is broad, covering all facets of regulatory compliance affecting investment banking, equities and research businesses operating in Australia. This role would suit someone with previous experience in advisory compliance, surveillance, financial crimes compliance or control room. This is a unique opportunity for someone with two to three years’…
Similar current roles
National Collections Manager
Pty
Australia
Customer Accounts Administrator
Coregas
Australia
Finance Officer
Robert Half
Australia
AUD 80,000 – AUD 90,000
Accounts Receivable/Customer Service
Core Talent
Australia
Credits & Claims Controller
Pernod Ricard Australia
Australia
Accounts - Expression of Interest
Core Talent
Australia