Compliance Officer
Clayton Davies Ltd
Sheffield, South Yorkshire
About this role
Our client is a leading wealth management firm who are seeking a Compliance Officer to join the Compliance function and support the Head of Compliance. This is a broad and varied role offering exposure to regulatory oversight, adviser support, quality assurance, customer outcomes and risk management. You will work closely with senior stakeholders across the business, helping to maintain high compliance standards while supporting a culture focused on integrity, good governance and positive custo…
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